6 Results Found
Regulatory Document
Notice Concerning Trades Effected on January 9, 2025 – National Day of Mourning for Former President James Earl Carter, Jr.
Dealers, General Public, Investors
/Regulation-and-Compliance/Notice-Concerning-Trades-Effected-January-9-2025-National-Day-Mourning
Regulatory Document
Concept Release: MSRB Requests Comment on a Municipal Securities Pre-Trade Data Initiative [Withdrawn]
Bank Dealers, Dealers, General Public, Investors
/Regulation-and-Compliance/Concept-Release-MSRB-Requests-Comment-a-Municipal-Securities-Pre-Trade
Regulatory Document
Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing
Municipal Advisors
/Regulation-and-Compliance/Designation-Information-Regarding-Mandatory-Participation-Business-0
Regulatory Document
Delayed Announcement of Effective Date for Amendment to MSRB Rule G-14 to Shorten Timeframe for Reporting Transactions in Municipal Securities
General Public, Investors
/Regulation-and-Compliance/Delayed-Announcement-Effective-Date-Amendment-MSRB-Rule-G-14-Shorten
Regulatory Document
Time of Trade Disclosures in Inter-Dealer Transactions
Dealers, General Public, Investors
/Rules-and-Interpretive-Guidance/Time-Trade-Disclosures-Inter-Dealer-Transactions
Regulatory Document
Proposed Rule Change to Amend Rule G-14 RTRS Procedures under MSRB Rule G-14 Regarding the Timing of Reporting Transactions in Municipal Securities to the MSRB and to Make a Related Amendment to Rule G-12
Bank Dealers, Dealers
/Regulation-and-Compliance/Proposed-Rule-Change-Amend-Rule-G-14-RTRS-Procedures-under-MSRB-Rule-G-14
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