43 Results Found
Regulatory Document
Notice of Amendment to Rule G-40 and Form G-40, on E-mail Contacts
Regulatory Document
Request for Comments on Notice Regarding Draft Amendments to Rule G-37 on Political Contributions
Regulatory Document
SEC Approval of Municipal Fund Securities Limited Principal Professional Qualification Category and Related Amendments to MSRB Rule G-3
Regulatory Document
Recommendations Requested for Board Nominations
Regulatory Document
Approval of Amendments Concerning Official Communications
Regulatory Document
Interpretive Notice Regarding the Application of MSRB Rules to Transactions with Sophisticated Municipal Market Professionals
Regulatory Document
Proposed Rule Change Concerning Public Reporting of Transactions in Frequently-Traded Municipal Securities: Rule G-14
Regulatory Document
SEC Approves Amendment to Rule G-35 to Discontinue MSRB Arbitration Program
Regulatory Document
Proposed Rule Change Concerning Market Emergencies Filed with the Securities and Exchange Commission
Regulatory Document
Municipal Fund Securities -- Notice of filing of proposed rule change relating to professional qualification of municipal fund securities limited principals
Regulatory Document
Interpretive Notice Regarding Rule G-17, on Disclosure of Material Facts
Regulatory Document
Proposed Rule Change Concerning Public Reporting of Transaction in Frequently-Traded Municipal Securities: Rule G-14
Regulatory Document
Application of Fair Practice and Advertising Rules to Municipal Fund Securities
Regulatory Document
Proposed Rule Change Concerning Public Reporting of Transactions in Municipal Securities: Rule G-14
Regulatory Document
SEC Approved Amendment to Rule G-32 Relating to Disclosures in Connection with New Issues
Regulatory Document
SEC Approval of Change to Public Report of Transactions in Municipal Securities: Rule G-14
Regulatory Document
Amendments Filed to Rule G-37 Concerning the Exemption Process and the Definition of Municipal Finance Professional
Regulatory Document
Draft Interpretive Notice on Marketing of 529 College Savings Plan Employee Payroll Deduction Programs
Regulatory Document
Change in Threshold for Municipal Securities Transparency Reporting: Rule G-14
Regulatory Document
Recommendations Requested for Board Nominations
Regulatory Document
Notice of Proposed Rule Change to Create New Rule G-40 and Form G-40 on Electronic Mail Contacts
Regulatory Document
Electronic OS/ARD Submission System (e-OS System) Becomes Operational
Regulatory Document
The Application of Board Rules to Transactions with Sophisticated Municipal Market Professionals
Regulatory Document
Interpretive Notice Filed Regarding Rule G-17, on Disclosure of Material Facts
Regulatory Document
Approval of Amendments Concerning Minimum Denominations
