5395 Results Found
Webinar
MSRB SEC NABL GFOA BDA SIFMA Webinar: Amended SEC Rule 15c2-12 and EMMA (No CPE)
During this free webinar, representatives of the Municipal Securities Rulemaking Board (MSRB), the U.S. Securities and Exchange Commission (SEC), the National Association of Bond Lawyers (NABL) and the Government Finance Officers Association (GFOA) will discuss the February 2019 amendments to the SEC Rule 15c2-12 on municipal securities disclosure and related changes to the Electronic Municipal…
Webinar
Frequently Asked Questions Related to Amended SEC Rule 15c2-12 (No CPE)
During this free webinar, representatives of the Municipal Securities Rulemaking Board (MSRB) and the U.S. Securities and Exchange Commission (SEC) will discuss frequently asked questions related to the amendments to the SEC Rule 15c2-12 and related changes to the Electronic Municipal Market Access (EMMA®) website. Amended SEC Rule 15c2-12 includes two additional required event disclosures related to…
Webinar
Compliance Workshop: MSRB Rule G-40: Advertising by Municipal Advisors - Part I (No CPE)
During this free virtual compliance workshop, staff from the Municipal Securities Rulemaking Board (MSRB) will provide information on new MSRB Rule G-40, on advertising by municipal advisors effective Friday, August 23, 2019. This workshop will address frequently asked questions regarding the new rule and the content standards of advertisements. This is part one of a two-part compliance workshop…
Webinar
Compliance Workshop: MSRB Rule G-40: Advertising by Municipal Advisors - Part II (No CPE)
During this free virtual compliance workshop, staff from the Municipal Securities Rulemaking Board (MSRB) will provide information on new MSRB Rule G-40, on advertising by municipal advisors effective Friday, August 23, 2019. This workshop will address frequently asked questions regarding the new rule and the content standards of advertisements. This is the second of the two-part compliance…
Webinar
MSRB Webinar: Understanding How Continuing Disclosures Appear on the EMMA® Website (1 CPE Credit)
The Electronic Municipal Market Access (EMMA®) website provides municipal securities issuers with a centralized online portal for submitting their ongoing disclosures and gives investors free public access to this information. Enhancements to the EMMA website aim to improve the transparency and accessibility of this information for submitters and investors. Staff from the Municipal Securities Rulemaking Board (MSRB…
Webinar
Compliance Outreach Program for Municipal Advisors (No CPE)
Register to join the SEC, FINRA and MSRB for the virtual Compliance Outreach Program for Municipal Advisors. Topics of discussion include the duties and standards of conduct for municipal advisors under MSRB Rules G-42 and G-17 and the federal fiduciary duty under the Securities Exchange Act of 1934; operational considerations for registered municipal advisors; and OCIE and FINRA examination…
Webinar
MSRB Webinar: Using EMMA to Identify Timing of Annual Financial Disclosures (1 CPE Credit)
A new feature on the MSRB's free Electronic Municipal Market Access (EMMA®) website makes it easier and faster for users to understand the timing of annual financial disclosures from municipal bond issuers. The "EMMA Submission Calculator" was approved by the Securities and Exchange Commission to enhance transparency for investors. Join this free educational webinar to learn:
How…
Webinar
MSRB Webinar: Interpretive Guidance Retrospective Review (1 CPE Credit)
Join MSRB staff for a free educational webinar about the initiative to conduct a comprehensive review of the entire body of interpretive guidance in the MSRB Rule Book. At the end of the webinar, attendees will learn about:
The purpose of the interpretive guidance retrospective review;
The multi-year approach for the review; and
Opportunities for stakeholder engagement to inform the review.…
Webinar
MSRB Webinar: Finding it Faster on EMMA (1 CPE Credit)
Join MSRB staff for a free virtual training on how to be more efficient and effective when you search the Electronic Municipal Market Access (EMMA®) website for municipal market data and disclosures.
Webinar
MSRB Webinar: Submitting it Faster on EMMA (1 CPE Credit)
Join MSRB staff for a free virtual training with tips on how to be more efficient and effective when you submit disclosure documents to the Electronic Municipal Market Access (EMMA®) website. Municipal issuers and their disclosure agents may find this webinar particularly useful.
Webinar
Using and Navigating the Amended Form G-32 in EMMA® Dataport (1CPE Credit)
Using and Navigating the Amended Form G-32 in EMMA® Dataport (1CPE Credit)
